Retirement Plan Management: Implementing a Prudent and Repeatable Process

SHRM 2012 Annual Conference
The program will provide an overview of the fiduciary requirements and responsibilities under ERISA.
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The program will provide an overview of the fiduciary requirements and responsibilities under ERISA. We will present a step by step plan for implementing a prudent process for managing retirement plans. Finally, we will review a case study that takes a plan through an annual fiduciary calendar that covers both plan and participant level procedures to ensure prudence and measure success.

Date(s) & Time(s): 
Monday, June 25, 2012 - 7:00am to 8:15am

Kevin Mahoney, CIMA

Mahoney, CIMA

As co-founder of Corporate Advisors Group, Kevin Mahoney joined Raymond James as a Senior Vice President, Investments and Senior Institutional Consultant in 2015. Kevin brings over 25 years’ experience in the financial services industry. His areas of expertise include fiduciary risk management, ERISA issues, qualified and non-qualified retirement plans, liability driven investing, philanthropic services, employee education and communication.

Kevin serves on the Leadership Council for the National Association of Plan Advisors.  Kevin has been named to the Financial Times Top Retirement Advisers list every year since he joined Raymond James and is a frequent speaker and active member of the Society for Human Resources Management.


Rich Lynch


Rich is the COO of Fiduciary360, which delivers training, tools and resources for investment fiduciaries. As one of the main instructors for fi360 Training, he is instrumental in providing investment education and training programs that award the Accredited Investment Fiduciary (AIF) and Accredited Investment Fiduciary Analyst (AIFA) professional designations. He also provides oversight to fi360 Tools, which has developed sophisticated Web-based tools and reporting, including the innovative fi360 Fiduciary Score and the Fund Family Fiduciary Rankings for trustees and investment professionals.

Rich assisted with the development of the industry's fiduciary handbook series, Prudent Practices for Investment Fiduciaries.

Rich graduated from the United States Coast Guard Academy with high honors in Economics-Management, where he received the Superintendent's Award for leadership at graduation. During his twenty-year Coast Guard career, he served aboard three ships as Operations Officer, Executive Officer and Commanding Officer respectively. In addition, he held various senior-level financial management positions, including an assignment to the National Pollution Funds Center, a newly established Coast Guard unit responsible for managing the $1 billion Oil Spill Liability Trust Fund. Rich received his Master's of Business Administration degree (Magna Cum Laude) with an emphasis in Operations Research from George Washington University.

Amount of Credit: 
Credit Type: 
HR Credit
Session Type: 
Concurrent Session
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