The Story Behind Dodd-Frank and the Whistleblower: Are You Ready?

SHRM 2012 Annual Conference
This session will provide you with an understanding of the whistleblower provision, best practices as well as how to strengthen corporate governance & Quarterly Corporate Fraud Index findings.
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While 2002's Sarbanes-Oxley Act (SOX) went a long way to curb corporate fraud and unethical behavior, the new Dodd-Frank Act looks to expand the whistleblower provisions found in SOX. As the SEC implements various enforcement components, effective, integrated whistleblower programs will come into vogue. In this presentation, Luis Ramos will discuss how whistleblower programs will be affected by the ongoing implementation of Dodd-Frank. Ramos will also outline how technology can be leveraged to effectively manage all GRC-related areas-including ethics and compliance, fraud, case and critical incident management, policy management and reporting and analysis.

Date(s) & Time(s): 
Tuesday, June 26, 2012 - 2:15pm to 3:30pm

Luis Ramos



As The Network’s CEO since 2009, Luis Ramos has led the company’s transformation into a leading governance, risk and compliance (GRC) solutions provider.  Luis has over twenty years experience in risk management and compliance, and his thought leadership has been featured in publications including National Underwriter, Risk Management, Loss Prevention and Compliance & Ethics Professional. Luis previously held positions as The Network’s COO, Sr. VP of Operations and Technology, and VP of Risk Management Services, and was critical in the development and launch of The Network's proprietary software applications. Prior to joining The Network, Luis held positions at ADP and Crawford & Company.

Amount of Credit: 
Credit Type: 
HR Credit
Session Type: 
Concurrent Session
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