Sessions
Concurrent Session
The Story Behind Dodd-Frank and the Whistleblower: Are You Ready?
B405
Tuesday 06/26/2012 02:15 PM - 03:30 PM
1.25 HR Credit
Focus Areas:
Workplace Application:
This session will provide you with an understanding of the whistleblower provision, best practices as well as how to strengthen corporate governance & Quarterly Corporate Fraud Index findings.
While 2002's Sarbanes-Oxley Act (SOX) went a long way to curb corporate fraud and unethical behavior, the new Dodd-Frank Act looks to expand the whistleblower provisions found in SOX. As the SEC implements various enforcement components, effective, integrated whistleblower programs will come into vogue. In this presentation, Luis Ramos will discuss how whistleblower programs will be affected by the ongoing implementation of Dodd-Frank. Ramos will also outline how technology can be leveraged to effectively manage all GRC-related areas-including ethics and compliance, fraud, case and critical incident management, policy management and reporting and analysis.
